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Ricardo Hernandez

Morgan Stanley

Miami, FL

CRD 6549009

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-03-17
TX RA APPROVED 2021-03-15
  • FL RA
    APPROVED
    Since 2021-03-17
  • TX RA
    APPROVED
    Since 2021-03-15

Branch Locations

200 S. Biscayne Blvd., Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Miami FL 04/2016 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 03/2021
Morgan Stanley Smith Barney Llc Miami FL 03/2021 Present
  • 04/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Miami, FL
  • 11/2016 → 03/2021
    Wells Fargo Clearing Services, Llc
    Miami, FL
  • 03/2021 → Present
    Morgan Stanley Smith Barney Llc
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-16
  • S66 Uniform Combined State Law Examination
    2017-06-16
Other Names
  • Ricardo Hernandez
  • Ricardo Jose Hernandez

View on SEC IAPD

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HOLLANDER ASSET MANAGEMENT LLC · MIAMI, FL
GFG CAPITAL · MIAMI, FL
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