Thomas Michael Artz

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 04/2025
  Sagepoint Financial, Inc.
  Pleasant Hill, CA
• 09/2023 → 04/2025
  Osaic Wealth, Inc.
  Pleasant Hill, CA
• 04/2025 → Present
  Commonwealth Financial Network
  Waltham, MA
• 04/2025 → Present
  Tmk Advisors
  Clayton, CA

Previous Registrations

• 2016-03-03 → 2025-04-15
  Wagner Loftin Investment Services Llc
  Pleasant Hill, CA

Other Businesses

1. Co-owner of rental property located in Colorado Springs, CO, as of 2012; 5% time spent during business hours; Not conducted at branch location; Investment related. 2. Co-owner of rental property located in Clayton, CA, as of 2012; 5% time spent during business hours; Not conducted at branch location; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-01-28
• S63 Uniform Securities Agent State Law Examination
  2015-12-01

Other Names

• Tom Artz
• Tom Artz