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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-08-10 |
| VA | RA | APPROVED | 2026-06-24 |
| TX | RA | APPROVED_RES | 2026-04-22 |
| GA | RA | APPROVED | 2026-04-17 |
| MS | RA | APPROVED | 2026-04-01 |
| OR | RA | APPROVED | 2025-04-25 |
| NY | RA | APPROVED | 2025-02-25 |
| FL | RA | APPROVED | 2024-12-16 |
| AZ | RA | APPROVED | 2024-04-24 |
| AK | RA | APPROVED | 2024-04-03 |
| CA | RA | APPROVED | 2024-04-03 |
| HI | RA | APPROVED | 2024-04-03 |
Branch Locations
Bakersfield, CA • United States
2875 Michelle Drive Suite 110, Irvine, CA 92606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Newport Beach | CA | 09/2016 | 03/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2015 | 03/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2017 | 03/2021 |
| Guardian Life Insurance Company Of America | Irvine | CA | 03/2021 | 11/2021 |
| Park Avenue Securities | Irvine | CA | 03/2021 | 11/2021 |
| Guardian Life Insurance Company | El Segundo | CA | 11/2021 | 06/2022 |
| Park Avenue Securities | El Segundo | CA | 11/2021 | 06/2022 |
| Guardian Life Insurance Company | Irvine | CA | 06/2022 | 12/2025 |
| Park Avenue Securities | Irvine | CA | 06/2022 | 12/2025 |
| Guardian Life Insurance Company | Bakersfield | CA | 12/2025 | Present |
| Park Avenue Securities | Bakersfield | CA | 12/2025 | Present |
1) Outside Insurance Sales - Proverbs Financial Inc, Start date: 02/12/2021, Address: 2855 Michelle Drive STE 320 Irvine, CA 92606, 10 total hours per month; 10 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Bridgepoint Tax Services-Partner, Nature of Business: Tax services, Start date: 03/11/2026, Address: 12407 Madelyn Drive Bakersfield, CA , Duties: tax planning, 5 total hours per month; 5 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-06 |
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