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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-11-14
  • KS RA
    APPROVED
    Since 2024-11-14

Branch Locations

12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States

4518 W 89Th St, Prairie Village, KS 66207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Overland Park KS 08/2015 11/2024
Superior Cash Advance, Inc Warrensburg KS 11/2004 Present
Lpl Enterprise, Llc Prairie Village KS 11/2024 Present
Previous Registrations
  • 2016-04-25 → 2024-11-14
    St. Louis, MO
    Overland Park, KS
    St. Louis, MO
    Prairie Village, KS
Other Businesses

1) 12/12/2024 - Envision Strategies - Financial Advisor - DBA for LPL Business (entity for LPL business) - Inv Related - At PRAIRIE VILLAGE, KS - Start Date 12/01/2023 - 160hrs/mth - 160hrs/mth During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-18
S63 Uniform Securities Agent State Law Examination 2015-09-26
  • S65 Uniform Investment Adviser Law Examination
    2016-04-18
  • S63 Uniform Securities Agent State Law Examination
    2015-09-26

View on SEC IAPD

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