James George Davis

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-10-18

TX RA
APPROVED

Since 2018-10-18

Branch Locations

3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States

Grapevine, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Lewisville	TX	08/2015	Present
Tiaa	Lewisville	TX	08/2015	Present
Us Army Reserves	Seagoville	TX	02/2005	10/2024

08/2015 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Lewisville, TX
08/2015 → Present

Tiaa

Lewisville, TX
02/2005 → 10/2024

Us Army Reserves

Seagoville, TX

Other Businesses

DOORDASH POSITION: Food Delivery NATURE: Internet Based Services Food Delivery INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 02/22/2020 ADDRESS: 901 Market Street, 6th Floor, San Francisco CA 94103, United States DESCRIPTION: When people order food from a local restaurant, I receive the order in the DoorDash app, pick it up and deliver it to their house.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-18
S63	Uniform Securities Agent State Law Examination	2015-09-25

S66 Uniform Combined State Law Examination

2018-10-18
S63 Uniform Securities Agent State Law Examination

2015-09-25

View on SEC IAPD