Ernesto Ortega

Current Employers

Employment History

• 02/2014 → 04/2021
  Bank Of America, N.A./Merrill Lynch, Pierce, Fenner & Smith Inc
  Chandler, AZ
• 05/2021 → 10/2022
  Robinhood
  Tempe, AZ
• 10/2022 → 03/2025
  Bank Of America N.A./Merrill Lynch, Pierce, Fenner & Smith Inc
  Chandler, AZ
• 11/2024 → 02/2025
  National Peo
  Scottsdale, AZ
• 03/2025 → Present
  J.P. Morgan Securities Llc
  Tempe, AZ
• 03/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Tempe, AZ
• 05/2024 → Present
  Lyft
  Chandler, AZ
• 05/2024 → Present
  Uber
  Chandler, AZ

Previous Registrations

• 2023-03-28 → 2025-03-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
  New York, NY
  Chandler, AZ

Other Businesses

Entity Name: Lyft Investment related: No Address: 185 Berry St, Suite 400, San Francisco, CA 94107 Nature of the other business: Rideshare Position/Title/Relationship: Employee/Contractor Start Date: 07/09/2025 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Provide rides to paying customers The name of the other business: Uber Whether the business is investment-related: No The address of the other business: Uber HQ: 1455 3rd Street, San Francisco, CA, 94158 The nature of the other business: Provide Rides to customers Your position: Driver Title, or relationship with the other business: Driver The start date of your relationship: 5/7/2024 The approximate number of hours/ month you devote to the other business: 5 The number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: I provide rides to paying customers who order a ride through the app. The name of the other business: Landlord Whether the business is investment-related: No The address of the other business: 21182 E Stonecrest Dr, Queen Creek AZ 85142 The nature of the other business: Rental Property rented out to tenants Your position: Landlord - Property owner Title, or relationship with the other business: Property Owner The start date of your relationship: 5/2020 The approximate number of hours/ month you devote to the other business: 3 The number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: I ensure the good maintenance is kept up and rent is paid for on time.

Exams

• S66 Uniform Combined State Law Examination
  2023-03-27
• S63 Uniform Securities Agent State Law Examination
  2022-01-10

Other Names

• Ernesto Gerardo Ortega