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3777 West Fork Road, Cincinnati, OH 45247 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-03-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Investments | Boston | MA | 01/2016 | 01/2024 |
| Johnson Investment Counsel, Inc. | Cincinnati | OH | 04/2024 | Present |
| Ultimus Fund Distributors, Llc | Cincinnati | OH | 12/2025 | Present |
| Unemployed | Nashville | TN | 01/2024 | 04/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-11 |
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