Michael J Guarini

Employer firm

Brophy Wealth Management, LLC CRD 169894

$533M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 06/2021
  Santander Bank, Na
  Boston, MA
• 01/2016 → 06/2021
  Santander Securities, Llc
  Dorchester, MA
• 07/2021 → 08/2021
  Unemployed
  Amherst, NH
• 09/2021 → Present
  Apw Capital, Inc.
  Rockaway, NJ
• 08/2021 → Present
  Brophy Wealth Management, Llc
  Bedford, NH

Other Businesses

Brophy Wealth Management, LLC; 40 S River Rd, Unit 15, Bedford, NH 03110; RIA; 9/7/2021; Client Relationship Manager; Assistant to Wealth Planners; 40hrs FAMILIES IN TRANSITION, Investment related: No, 122 Market Street, Manchester, New Hampshire, 03101, , Board Member, 01/01/2025, 2 hrs a month , Participate in Board meetings and join a committee

Exams

• S66 Uniform Combined State Law Examination
  2022-07-28
• S63 Uniform Securities Agent State Law Examination
  2015-11-09

Designations

• Certified Financial Planner

Other Names

• Michael Joseph Guarini