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Current Employers
Brophy Wealth Management, Llc

40 South River Road Bedford Place Unit 15, Bedford, NH 03110 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-03-26
  • NH RA
    APPROVED
    Since 2025-03-26

Branch Locations

40 South River Road Bedford Place Unit 15, Bedford, NH 03110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 01/2016 06/2021
Santander Securities, Llc Dorchester MA 01/2016 06/2021
Unemployed Amherst NH 07/2021 08/2021
Apw Capital, Inc. Rockaway NJ 09/2021 Present
Brophy Wealth Management, Llc Bedford NH 08/2021 Present
  • 01/2016 → 06/2021
    Santander Bank, Na
    Boston, MA
  • 01/2016 → 06/2021
    Santander Securities, Llc
    Dorchester, MA
  • 07/2021 → 08/2021
    Unemployed
    Amherst, NH
  • 09/2021 → Present
    Apw Capital, Inc.
    Rockaway, NJ
  • 08/2021 → Present
    Bedford, NH
Other Businesses

Brophy Wealth Management, LLC; 40 S River Rd, Unit 15, Bedford, NH 03110; RIA; 9/7/2021; Client Relationship Manager; Assistant to Wealth Planners; 40hrs FAMILIES IN TRANSITION, Investment related: No, 122 Market Street, Manchester, New Hampshire, 03101, , Board Member, 01/01/2025, 2 hrs a month , Participate in Board meetings and join a committee

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-28
S63 Uniform Securities Agent State Law Examination 2015-11-09
  • S66 Uniform Combined State Law Examination
    2022-07-28
  • S63 Uniform Securities Agent State Law Examination
    2015-11-09
Designations
Other Names
  • Michael Joseph Guarini

View on SEC IAPD

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