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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-05-05 |
Branch Locations
16811 Burke Street Suite 101, Omaha, NE 68118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Century Investments Llc | Kansas City | MO | 01/2017 | 03/2023 |
| U.S. Bank | Overland Park | KS | 02/2016 | 12/2016 |
| Charles Schwab & Co., Inc. | Leawood | KS | 04/2023 | Present |
| Charles Schwab Bank, Ssb | Leawood | KS | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-26 |
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