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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-30
  • TX RA
    APPROVED
    Since 2019-05-30

Branch Locations

13455 Noel Road 20Th Floor, Dallas, TX 75240 • United States

Melissa, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Dallas TX 08/2018 Present
Ut Dallas Comet Cents Richardson TX 11/2016 06/2017
Massmutual/Spectrum Financial Group Dallas TX 07/2017 Present
University Of Texas At Dallas Richardson TX 08/2013 Present
  • 08/2018 → Present
    Dallas, TX
  • 11/2016 → 06/2017
    Ut Dallas Comet Cents
    Richardson, TX
  • 07/2017 → Present
    Massmutual/Spectrum Financial Group
    Dallas, TX
  • 08/2013 → Present
    University Of Texas At Dallas
    Richardson, TX
Other Businesses

NAME: MATTHEW GOODRICH INSURANCE INV REL: Y ADD: 13455 NOEL RD, 20TH FL, DALLAS, TX 75240 NATURE: INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 05/12/2025 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: SALES AND SERVICES INDIVIDUAL LIFE, & LTC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-14
  • S66 Uniform Combined State Law Examination
    2019-05-14

View on SEC IAPD

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