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185 W Chestnut Ave, Monrovia, CA 91016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-03-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transglobal Insurance Agency, Inc. | Monrovia | CA | 05/2016 | Present |
| Globalink Securities, Inc. | Pasadena | CA | 01/2017 | Present |
| Transglobal Advisory Llc | Monrovia | CA | 03/2020 | Present |
| Tiffin Brothers, Llc | Cupertino | CA | 08/2022 | Present |
1. Transglobal Insurance Agency, Inc., Fremont, California, Regional Vice President, 174 hours per month, salary based. A. collect & analyze financial market data & development trends, B. study different insurance carriers' product information & research carriers' financial strength, C. conduct statistical analysis on company projects, D. work and analyze different statistical reports for management. Not securities related. 2. Globalink Securities Inc., Pasadena, California, Registered Representative. 3. Tiffin Brothers, LLC, Cupertino, California, a member from 08/25/2022, 3 hours per month, receive K-1, Passive real estate rental income. Not securities related. 4. TransGlobal Advisory, LLC, Monrovia, CA, IAR from 03/12/2020, hours varies per month. Fee based structure payout. Securities related business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-12 |
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