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Robert Charles Manhardt

Cetera Investment Advisers LLC

Cave Creek, AZ

Cincinnati, OH

CRD 6547565

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-08-10
OH RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • AZ RA
    APPROVED
    Since 2023-08-10
  • OH RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

Cave Creek, AZ • United States

312 Walnut St 16Th Fl, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services St. Paul MN 02/2016 08/2023
Minnesota Life Insurance Company St. Paul MN 11/2015 08/2023
North Star Consultants Cincinnati OH 11/2015 Present
Cetera Wealth Services, Llc Cincinnati OH 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 02/2016 → 08/2023
    Securian Financial Services
    St. Paul, MN
  • 11/2015 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 11/2015 → Present
    North Star Consultants
    Cincinnati, OH
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Cincinnati, OH
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2016-06-06 → 2023-08-10
    Securian Financial Services, Inc.
    Cincinnati, OH
    Phoenix, AZ
Other Businesses

1) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2016 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 2) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-23
  • S66 Uniform Combined State Law Examination
    2016-05-23

View on SEC IAPD

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