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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-28
MN RA APPROVED 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2025-03-28
  • MN RA
    APPROVED
    Since 2024-03-21

Branch Locations

Minnetonka, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Marriott Int'L Minneapolis MN 08/2015 01/2017
Aria Events Minneapolis MN 08/2015 12/2022
Tonka Financial Minnetonka MN 08/2015 Present
Chanhassen High School Chanhassen MN 04/2016 01/2019
Investors Capital Corporation Lynnfield MA 05/2016 10/2016
Cetera Advisors Llc Denver CO 10/2016 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 08/2015 → 01/2017
    Marriott Int'L
    Minneapolis, MN
  • 08/2015 → 12/2022
    Aria Events
    Minneapolis, MN
  • 08/2015 → Present
    Tonka Financial
    Minnetonka, MN
  • 04/2016 → 01/2019
    Chanhassen High School
    Chanhassen, MN
  • 05/2016 → 10/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 10/2016 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 9/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE; NAME OF OTHER BUSINESS: TONKA FINANCIAL SERVICES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES, START DATE: 8/2015, APX NUMBER OF HOURS PER WEEK: 80, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: W2 EMPLOYEE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-13
  • S66 Uniform Combined State Law Examination
    2016-10-13
Other Names
  • Matthew Joseph Kamiken

View on SEC IAPD

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