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Steven Howard Bernstein

Cetera Investment Advisers LLC

Naples, FL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-15
  • FL RA
    APPROVED
    Since 2022-08-15

Branch Locations

4100 Corporate Square Ste 131, Naples, FL 34104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 10/2004 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-18
  • S66 Uniform Combined State Law Examination
    2005-02-18

View on SEC IAPD

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