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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-03-30 |
| TX | RA | APPROVED | 2023-03-30 |
Branch Locations
1650 Market St Floor 47, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Charlottesville | VA | 08/2015 | Present |
| Jp Morgan Chase Bank Na | Charlottesville | VA | 08/2015 | Present |
Entity Name: Phi Beta Kappa Investment related: Yes Address: 1606 New Hampshire Avenue, NW Washington, DC 20009 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 07/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: I have been invited to join the Investment Committee of the Phi Beta Kappa Society. This Committee oversees the Society's endowed investment portfolio, and is comprised of other investment and financial professionals. From its web site: https://www.pbk.org/about: Since 1776, Phi Beta Kappa has championed education in the arts and sciences, fostered freedom of thought, and recognized academic excellence. PBK is widely regarded as America's most prestigious academic honor society," Entity Name: On-Point Nutrition LLC Investment related: No Address: 350 Philadelphia, PA www.onpoint-nutrition.com Nature of the other business: Retail business that provides weight loss and nutrition counseling, also sells proprietary nutrition bars Position/Title/Relationship: Partial Owner Start Date: 11-Jan-2015 Approximate # of hours a month: 40 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Finance, Marketing, Operations
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-24 |
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