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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-03-30
TX RA APPROVED 2023-03-30
  • PA RA
    APPROVED
    Since 2023-03-30
  • TX RA
    APPROVED
    Since 2023-03-30

Branch Locations

1650 Market St Floor 47, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Charlottesville VA 08/2015 Present
Jp Morgan Chase Bank Na Charlottesville VA 08/2015 Present
  • 08/2015 → Present
    Charlottesville, VA
  • 08/2015 → Present
    Jp Morgan Chase Bank Na
    Charlottesville, VA
Other Businesses

Entity Name: Phi Beta Kappa Investment related: Yes Address: 1606 New Hampshire Avenue, NW Washington, DC 20009 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 07/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: I have been invited to join the Investment Committee of the Phi Beta Kappa Society. This Committee oversees the Society's endowed investment portfolio, and is comprised of other investment and financial professionals. From its web site: https://www.pbk.org/about: Since 1776, Phi Beta Kappa has championed education in the arts and sciences, fostered freedom of thought, and recognized academic excellence. PBK is widely regarded as America's most prestigious academic honor society," Entity Name: On-Point Nutrition LLC Investment related: No Address: 350 Philadelphia, PA www.onpoint-nutrition.com Nature of the other business: Retail business that provides weight loss and nutrition counseling, also sells proprietary nutrition bars Position/Title/Relationship: Partial Owner Start Date: 11-Jan-2015 Approximate # of hours a month: 40 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Finance, Marketing, Operations

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-30
S63 Uniform Securities Agent State Law Examination 2015-09-24
  • S65 Uniform Investment Adviser Law Examination
    2023-03-30
  • S63 Uniform Securities Agent State Law Examination
    2015-09-24
Other Names
  • Douglas Bobrow

View on SEC IAPD

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