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T. Rowe Price Associates, Inc. CRD 105496
$2.20T regulatory AUM 83 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1307 Point Street, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-25 |
| MD | RA | APPROVED | 2025-09-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife | Charlotte | NC | 08/2015 | 03/2017 |
| Brighthouse Securities, Llc | Charlotte | NC | 03/2017 | 07/2017 |
| Edward Jones | Chicago | IL | 08/2017 | 02/2020 |
| Nuveen Securities, Llc | Chicago | IL | 02/2020 | 09/2025 |
| T. Rowe Price | Chicago | IL | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-11 |
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