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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2026-07-09
  • MS RA
    APPROVED
    Since 2026-07-09

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Hattiesburg, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Westlake TX 04/2015 08/2018
Tiaa Hattiesburg MS 08/2018 06/2024
Tiaa-Cref Individual & Institutional Services, Llc Hattiesburg MS 08/2018 06/2024
Forester's Insurance Fort Worth TX 04/2014 03/2018
Fidelity Brokerage Services Llc Westlake TX 08/2015 08/2018
Fidelity Personal And Workplace Advisors Westlake TX 07/2018 08/2018
Strategic Advisers Llc Westlake TX 12/2016 07/2018
Transamerica Investors Securities Corporation Hattiesburg MS 08/2024 06/2026
Transamerica Life Insurance Company Hattiesburg MS 08/2024 06/2026
Empower Financial Services, Inc Greenwood Village CO 06/2026 Present
Empower Advisory Group, Llc Greenwood Village CO 06/2026 Present
  • 04/2015 → 08/2018
    Fidelity Investments
    Westlake, TX
  • 08/2018 → 06/2024
    Tiaa
    Hattiesburg, MS
  • 08/2018 → 06/2024
    Hattiesburg, MS
  • 04/2014 → 03/2018
    Forester's Insurance
    Fort Worth, TX
  • 08/2015 → 08/2018
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 07/2018 → 08/2018
    Fidelity Personal And Workplace Advisors
    Westlake, TX
  • 12/2016 → 07/2018
    Westlake, TX
  • 08/2024 → 06/2026
    Transamerica Investors Securities Corporation
    Hattiesburg, MS
  • 08/2024 → 06/2026
    Transamerica Life Insurance Company
    Hattiesburg, MS
  • 06/2026 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 06/2026 → Present
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-10
  • S66 Uniform Combined State Law Examination
    2015-11-10
Designations
  • Certified Financial Planner

View on SEC IAPD

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