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Current Employers
Rm Investment Strategies, Llc

4981 Cascade Road Se, Suite C, Grand Rapids, MI 49546 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-31
MI RA APPROVED 2022-10-28
  • TX RA
    APPROVED
    Since 2024-03-31
  • MI RA
    APPROVED
    Since 2022-10-28

Branch Locations

4981 Cascade Road Se, Suite C, Grand Rapids, MI 49546 • United States

Luminist Capital, Llc

Grand Rapids, MI • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-29
MI RA APPROVED 2015-08-18
  • TX RA
    APPROVED_RES
    Since 2020-10-29
  • MI RA
    APPROVED
    Since 2015-08-18

Branch Locations

Grand Rapids, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Luminist Capital Llc Grand Rapids MI 08/2014 Present
Advisory Advocates Llc East Grand Rapids MI 08/2015 Present
Alpha Capital Markets Grand Rapids MI 11/2017 01/2021
Is Risk Analytics Grand Rapids MI 01/2017 10/2017
Thinkliquidity Grand Rapids MI 08/2015 01/2017
Finalto Grand Rapids MI 01/2021 05/2025
Rm Investment Strategies, Llc Grand Rapids MI 08/2022 Present
Rm Investment Strategies, Llc Grand Rapids MI 10/2022 Present
Advisory Advocates Llc Grand Rapids MI 06/2023 12/2023
Luminist Capital, Llc Grand Rapids MI 08/2015 Present
Advisory Advocates, Llc Grand Rapids MI 07/2016 05/2021
Previous Registrations
Other Businesses

1.) Advisory Advocates, LLC - Managing Member - 5 hours per week - Start Date: 07/2016 - Non-Investment 2.) Luminist Holdings, LLC - Registered Agent - No time devoted - Non-investment 3.) Luminist Capital, LLC / RM Investment Strategies, LLC - Investment Adviser Representative, Managing Member - 10 hours per week - Start Date 08/2014 - Investment Related 4.) Half Mile Cottage, LLC - Partner for Vacation Rental Home - No time devoted - Non-investment 5.) ILLUMINATED INSURANCE SERVICES, LLC - MEMBER - NO TIME DEVOTED - NON-INVESTMENT 6.) ACUMEN CONSULTING GROUP - MEMBER - 5 HOUR/MONTH - NON-INVESTMENT 7.) Grand Rapids Yacht Club - Treasurer / Board Member - 5 hours/month - Non-investment

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-24
  • S65 Uniform Investment Adviser Law Examination
    2015-07-24

View on SEC IAPD

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