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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-08-30 |
Branch Locations
259 Textile Way Ste 105, Fort Mill, SC 29715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Charlotte | NC | 04/2013 | 12/2017 |
| Unemployed | Unemployed | SC | 12/2017 | 05/2019 |
| Lpl Financial Llc | Fort Mill | SC | 05/2019 | 09/2021 |
| Lpl Financial Llc | Fort Mill | SC | 08/2023 | Present |
| Unemployed | Fort Mill | SC | 09/2021 | 08/2023 |
1) 08/30/2023 - Ruffalo Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-07 |
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