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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-06-15 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Guilford | CT | 10/2004 | 06/2023 |
| Metlife Securities Inc. | Guilford | CT | 10/2004 | 06/2023 |
| Mml Investors Services, Llc | Shelton | CT | 03/2017 | 06/2023 |
| The Leaders Group Inc | Littleton | CO | 06/2023 | Present |
| Barnum Financial Group | Cheshire | CT | 12/2004 | Present |
| Risk & Insurance Associates Llc | Cheshire | CT | 01/2017 | Present |
1.) BARNUM FINANCIAL GROUP - 12/4/2004 - 406 Crestwood Drive, Cheshire, CT 06410 - Senior Vice President, Firm guidance and leadership/boardwork, Not Invt Rel, Insurance leadership business, 20 hrs/mo; 20 hrs/mo (during trading hours). 2.) RISK & INSURANCE ASSOCIATES LLC - 1/1/2017 - 406 Crestwood Drive, Cheshire, CT 06410 - Founder/Principal, Wholesale fixed insurance to brokers, Not Invt Rel, Insurance business, 100 hrs/mo; 100 hrs/mo (during trading hours 3.) TLG ADVISORS INC - 6/15/2023 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours). 4.) INDEPENDENT INSURANCE AGENT - 12/4/2004 - 406 Crestwood Drive, Cheshire, CT 06410 - Independent Contractor, Direct client work, Not Invt Rel, Insurance business, 100 hrs/mo; 100 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-10 |
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