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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-15
  • CT RA
    APPROVED
    Since 2023-06-15

Branch Locations

Cheshire, CT • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Guilford CT 10/2004 06/2023
Metlife Securities Inc. Guilford CT 10/2004 06/2023
Mml Investors Services, Llc Shelton CT 03/2017 06/2023
The Leaders Group Inc Littleton CO 06/2023 Present
Barnum Financial Group Cheshire CT 12/2004 Present
Risk & Insurance Associates Llc Cheshire CT 01/2017 Present
  • 10/2004 → 06/2023
    Metropolitan Life Insurance Company
    Guilford, CT
  • 10/2004 → 06/2023
    Metlife Securities Inc.
    Guilford, CT
  • 03/2017 → 06/2023
    Shelton, CT
  • 06/2023 → Present
    The Leaders Group Inc
    Littleton, CO
  • 12/2004 → Present
    Barnum Financial Group
    Cheshire, CT
  • 01/2017 → Present
    Risk & Insurance Associates Llc
    Cheshire, CT
Previous Registrations
  • 2017-03-25 → 2023-06-23
    Shelton, CT
  • 2004-11-30 → 2017-03-25
    Msi Financial Services, Inc.
    Shelton, CT
    Shelton, CT
    Shelton, CT
    Glastonbury, CT
Other Businesses

1.) BARNUM FINANCIAL GROUP - 12/4/2004 - 406 Crestwood Drive, Cheshire, CT 06410 - Senior Vice President, Firm guidance and leadership/boardwork, Not Invt Rel, Insurance leadership business, 20 hrs/mo; 20 hrs/mo (during trading hours). 2.) RISK & INSURANCE ASSOCIATES LLC - 1/1/2017 - 406 Crestwood Drive, Cheshire, CT 06410 - Founder/Principal, Wholesale fixed insurance to brokers, Not Invt Rel, Insurance business, 100 hrs/mo; 100 hrs/mo (during trading hours 3.) TLG ADVISORS INC - 6/15/2023 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours). 4.) INDEPENDENT INSURANCE AGENT - 12/4/2004 - 406 Crestwood Drive, Cheshire, CT 06410 - Independent Contractor, Direct client work, Not Invt Rel, Insurance business, 100 hrs/mo; 100 hrs/mo (during trading hours).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-10
  • S66 Uniform Combined State Law Examination
    2004-11-10
Designations

View on SEC IAPD

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