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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-04
AL RA APPROVED 2026-05-01
TX RA APPROVED 2026-05-01
  • FL RA
    APPROVED
    Since 2026-05-04
  • AL RA
    APPROVED
    Since 2026-05-01
  • TX RA
    APPROVED
    Since 2026-05-01

Branch Locations

4400 Bayou Blvd Ste 5A, Pensacola, FL 32503-1905 • United States

2607 Dauphin St Ste B, Mobile, AL 36606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2020 05/2026
Regions Bank Mobile AL 07/2018 03/2020
Superior Mosquito Defense Mobile AL 06/2017 07/2018
Self Employed Mobile AL 12/2013 03/2020
State Farm Insurance Sarasota FL 08/2016 09/2016
Florida Home Improvement Associates Sarasota FL 10/2016 02/2017
State Farm Insurance Sarasota FL 02/2017 07/2017
Ameriprise Financial Services, Llc Pensacola FL 05/2026 Present
  • 03/2020 → 05/2026
    St Louis, MO
  • 07/2018 → 03/2020
    Regions Bank
    Mobile, AL
  • 06/2017 → 07/2018
    Superior Mosquito Defense
    Mobile, AL
  • 12/2013 → 03/2020
    Self Employed
    Mobile, AL
  • 08/2016 → 09/2016
    State Farm Insurance
    Sarasota, FL
  • 10/2016 → 02/2017
    Florida Home Improvement Associates
    Sarasota, FL
  • 02/2017 → 07/2017
    State Farm Insurance
    Sarasota, FL
  • 05/2026 → Present
    Pensacola, FL
Previous Registrations
  • 2020-11-12 → 2026-05-04
    Mobile, AL
    Mobile, AL
    Mobile, AL
    St Louis, MO
    Bay Minette, AL
    Pensacola, FL
Other Businesses

Business Ownership; Drew Lick LLC; Owner; Manage Ameriprise Business; 606A S F ST, , Pensacola, FL, 32502; Investment-Related; 05/10/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Drew Lick LLC; Owner; Manage advisory business; 606A S F ST, , Pensacola, FL, 32502; Investment-Related; 05/10/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-15
  • S66 Uniform Combined State Law Examination
    2020-10-15
Other Names
  • Thomas Lick
  • Thomas D Lick
  • Drew Lick

View on SEC IAPD

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