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280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-10-16 |
| CA | RA | APPROVED | 2017-11-17 |
| TX | RA | APPROVED | 2017-11-17 |
Branch Locations
280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States
210 S Sierra Ave Ste 106, Oakdale, CA 95361-4212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Teacher'S Pension & Insurance Services | Orangevale | CA | 08/2011 | 03/2021 |
| Ebs Financial | Campbell | CA | 09/2015 | 05/2017 |
| Planmember Securities Corporation | Carpinteria | CA | 09/2015 | 05/2017 |
| Encompass More Llc | Orangevale | CA | 03/2017 | 11/2018 |
| Verity Asset Management | Durham | NC | 11/2017 | Present |
| Verity Investments, Inc. | Oakdale | CA | 06/2017 | 11/2025 |
| The Leaders Group Dba Simplicity Investments | Summit | NJ | 11/2025 | Present |
1) Verity Asset Management, Inc.; Investment-related; Durham NC; Registered Investment Adviser; Contractor; Investment advisor representative; 11/2017; 160 hours per month; 160 during market hours; Investment advisory services. 2) Foundation Financial & Insurance Services, LLC.; Not investment-related; Oakdale, CA; Financial services; Officer; President and CEO; 03/2021; 160 hours per month; 160 during market hours; Financial planning and insurance services. 3) Komsky & Associates, LLC.; Not investment-related; Oakdale, CA; Real estate; Officer; CEO; 04/2020; 0 hours per month; 0 during market hours; Administrative duties. 4) Karma Capital Insurance Solutions, LLC DBA Karma Capital Insurance Services; Not investment-related; Oakdale, CA; Insurance agency; Partner; Managing partner; 03/2022; 25 hours per month; 20 during market hours; Oversee the P&C business being sold, hire and train agents. 5) Beyond the Frontline Foundation; Not investment-related; Oakdale, CA; Charitable organization; Officer; Chief Financial Officer; 05/2026; 5 hours per month; 2 during market hours; Host charity golf tournaments, raise funds, receive donations, and disburse funds to benefactors.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-06 |
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