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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-12-22 |
Branch Locations
3470 E. Ontario Ranch Rd, Ontario, CA 91761 • United States
6060 Hamner Ave., Eastvale, CA 91752 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Chino | CA | 08/2015 | 12/2020 |
| Jp Morgan Chase Bank | Chino | CA | 08/2015 | 12/2020 |
| Jp Morgan Chase Bank Na | Ontario | CA | 01/2021 | Present |
Entity Name: Andrew Lee Investment related: N Address: 740 Savi Drive Unit 105, Corona, CA 92878 Nature of the other business: Commerce Position/Title/Relationship: Employee/Contractor Start Date: 10/26/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: buying items in bulk, reselling items individually , packing and shipping
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-28 |
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