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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-17 |
| FL | RA | APPROVED | 2024-12-26 |
| AR | RA | APPROVED | 2024-10-11 |
| CA | RA | APPROVED | 2024-10-11 |
| MA | RA | APPROVED | 2024-10-11 |
| RI | RA | APPROVED | 2024-10-11 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cape Cod Wealth Stategies & Insurance Services, Llc | South Yarmouth | MA | 11/2008 | Present |
| American Portfolios Financial Services, Inc. | South Yarmouth | MA | 11/2015 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
1. BNI - BNI (BUSINESS NETWORKING INTERNATIONAL) POSITION: n/a NATURE: Team Advantage INVESTMENT RELATED: No NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRY: Sandwich MA 02563 DESCRIPT: Network meeting to stay in communication with other area business owners 2. CAPE COD WEALTH STRATEGIES & INSURANCE SERVICES, LLC POSITION: Sales NATURE: Fixed Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2007 ADDRY: South Yarmouth MA 02664 DESCRIPT: Insurance sales through various insurance companies LLC. 3. COLUMBUS LIFE (WESTERN & SOUTHERN) POSITION: Producer NATURE: Fixed Life Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 ADDRY: Cincinnati OH 45202 DESCRIPT: Fixed life sales 4. ITRUST ADVISORS POSITION: Agent NATURE: Fixed Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2015 ADDRY: Syracuse NY 13202 DESCRIPT: Sales 5. DENNIS YARMOUTH YOUTH BABE RUTH LEAGUE POSITION: Member At Large NATURE: non-profit. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRY: South Dennis MA 02660 DESCRIPT: I am member at large for local Youth baseball league. 6. SIMPLICITY FINANCIAL DISTRIBUTERS, INC. POSITION: Advisor NATURE: Fixed & Index Annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 ADDRY: Glastonbury CT 06033 DESCRIPT: Fixed and Index Annuities. 7. FIRST AMERICAN INSURANCE UNDERWRITERS POSITION: Agent NATURE: Fixed Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRY: Needham MA 02494 DESCRIPT: Fixed Insurance 8. 16 FORSYTHE LLC POSITION: owner NATURE: 16 Forsythe LLC owns building where office is located. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/03/2016 ADDRESS: South Yarmouth MA 02664 DESCRIPTION: Managing RE property. 9. DEOLIVEIRA INSURANCE SERVICES, INC. POSITION: producer NATURE: Property & casualty insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2022 ADDRESS: Mashpee MA 02649 DESCRIPTION: Insurance sales. P&C 10. ITP PARTNERS POSITION: Advisor, NATURE: LLC, that I am a part of. (ITP offers Investments, Lanning, Risk Management) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 ADDRESS: South Yarmouth MA 02664 DESCRIPTION: Fixed life insurance and annuities 11. ITP PARTNERS POSITION: Sales NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 ADDRESS: Ponte Verda Beach FL 32082 DESCRIPTION: Fixed life insurance 12. CLEARWAY ENERGY GROUP POSITION: n/a NATURE: solar credit from energy utility bill INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/23/2018 ADDRESS: San Francisco CA 94111 DESCRIPTION: n/a 13. SREC TRADE INC LLC POSITION: System owner of solar panels NATURE: Recipient of credits from solar panels installed at above address. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/23/2018 ADDRESS: New York NY 10110 DESCRIPTION: No duties involved 14. NGU (NETWORKING GROUP USA) POSITION: Member - Visitor Coordinator NATURE: Networking Group - Team Advantage INVESTMENT RELATED: No NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: 315 Cotuit Rd., Sandwich MA 02563 DESCRIPTION: Network meeting to stay in communication with other business owners in area. I assist with registering visitors to group. CAPE COD WEALTH STRATEGIES & INSURANCE SERVICES, LLC POSITION: Sales NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 95 SECURITIES TRADING HOURS: 95 START DATE: 01/01/2007 ADDRESS: 16 forsythe Ave, South Yarmouth MA 02664, United States DESCRIPTION: Securities Business, Wealth Management
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-02-28 |
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