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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-02-15 |
| TX | RA | APPROVED | 2023-02-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2015 | Present |
| Carolina Sports | Charlotte | NC | 11/2015 | Present |
| Metrolina Basketball Officials Association | Rockwell | NC | 10/2016 | Present |
| Southeastern Conference | Birmingham | AL | 02/2021 | Present |
| Wells Fargo Clearing Services, Llc | Greenville | SC | 01/2023 | Present |
SEC CONFERENCE OFFICIATING CONSORTIUM; NOT INV. RELATED; BIRMINGHAM,AL; BASKETBALL OFFICIAL; START DATE 11/09/2019; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OFFICIATING BASKETBALL GAMES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-10-08 |
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