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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-10
IL RA APPROVED 2022-02-07
  • TX RA
    APPROVED_RES
    Since 2024-07-10
  • IL RA
    APPROVED
    Since 2022-02-07

Branch Locations

3200 S Chicago Rd, Ste A, South Chicago Heights, IL 60411 • United States

11205 Lincoln Hwy, Mokena, IL 60448 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Mokena IL 07/2015 Present
Jpmorgan Chase Bank, N.A. Mokena IL 09/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-09
S63 Uniform Securities Agent State Law Examination 2015-12-04
  • S66 Uniform Combined State Law Examination
    2021-11-09
  • S63 Uniform Securities Agent State Law Examination
    2015-12-04
Other Names
  • Jeff Miller
  • Jeffrey R Miller
  • Jeffrey Ryan Miller

View on SEC IAPD

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