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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-09-05 |
Branch Locations
1420 Northbrook Drive Suite 104, Gardendale, AL 35071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Windham Financial Group Pc | Gardendale | AL | 01/2016 | Present |
| Avantax Investment Services, Inc. | Gardendale | AL | 05/2018 | 09/2025 |
| Cetera Wealth Services, Llc | Gardendale | AL | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
Windham Financial Group, PC~'NIR'~1420 NORTHBROOK DR, STE 104~GARDENDALE~AL~35071~Accounting Services/Tax Preparation~Employee~1/1/2016~160hrs~120hrs~answering phones, data entry, bookkeeping, an d client meetings|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-10-30 |
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