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Alexis Michelle Colon

Ubs Financial Services Inc.

Dallas, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-25
  • TX RA
    APPROVED
    Since 2025-11-25

Branch Locations

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 08/2015 03/2019
Neuberger Berman New York NY 04/2019 06/2019
Ubs Financial Services Inc. New York NY 09/2019 01/2025
J.P. Morgan Securities Llc Dallas TX 02/2025 10/2025
Jpmorgan Chase Bank, N.A. Dallas TX 02/2025 10/2025
Unemployed New York NY 07/2019 08/2019
Ubs Financial Services Inc. Dallas TX 10/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-21
S63 Uniform Securities Agent State Law Examination 2015-09-28
  • S66 Uniform Combined State Law Examination
    2025-07-21
  • S63 Uniform Securities Agent State Law Examination
    2015-09-28
Other Names
  • Alexis Michelle Colon
  • Alexis Colon
  • Lexi Colon

View on SEC IAPD

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