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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-25 |
Branch Locations
100 Crescent Court Suite 400, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Westlake | TX | 08/2015 | 03/2019 |
| Neuberger Berman | New York | NY | 04/2019 | 06/2019 |
| Ubs Financial Services Inc. | New York | NY | 09/2019 | 01/2025 |
| J.P. Morgan Securities Llc | Dallas | TX | 02/2025 | 10/2025 |
| Jpmorgan Chase Bank, N.A. | Dallas | TX | 02/2025 | 10/2025 |
| Unemployed | New York | NY | 07/2019 | 08/2019 |
| Ubs Financial Services Inc. | Dallas | TX | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-28 |
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