German Hermosillo Diaz

Current Employers

Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2025-03-05
TX	RA	APPROVED	2019-10-21

WA RA
APPROVED

Since 2025-03-05
TX RA
APPROVED

Since 2019-10-21

Branch Locations

300 Carnegie Center Suite 100, Princeton, NJ 08540 • United States

Issaquah, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Westlake	TX	08/2015	09/2016
Invesco Distributors, Inc	Downers Grove	IL	10/2016	05/2019
Unemployed	Chicago	IL	05/2019	10/2019
Advisors Asset Management, Inc	Monument	CO	10/2019	Present

08/2015 → 09/2016

Fidelity Brokerage Services Llc

Westlake, TX
10/2016 → 05/2019

Invesco Distributors, Inc

Downers Grove, IL
05/2019 → 10/2019

Unemployed

Chicago, IL
10/2019 → Present

Advisors Asset Management, Inc

Monument, CO

Previous Registrations

2016-11-30 → 2019-05-30

Invesco Advisers, Inc.

Downers Grove, IL

Other Businesses

Residential Rental Property address: 6012 Willow Wood Lane, Dallas, TX 75252 title: Landlord start: 03/01/2025 time: 3-5 hours Not securities business related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-11-29
S63	Uniform Securities Agent State Law Examination	2015-09-28

S66 Uniform Combined State Law Examination

2016-11-29
S63 Uniform Securities Agent State Law Examination

2015-09-28

View on SEC IAPD

Current Employers

Advisors Asset Management, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews