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Nicholas Kane Shealy

Wells Fargo Advisors Financial Network, LLC

Bethesda, MD

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-07-24
MD RA APPROVED 2018-10-31
  • DC RA
    APPROVED
    Since 2024-07-24
  • MD RA
    APPROVED
    Since 2018-10-31

Branch Locations

7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Bethesda MD 02/2017 Present
University Of Maryland College Park MD 08/2013 05/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-31
  • S66 Uniform Combined State Law Examination
    2018-10-31
Other Names
  • Nicholas Kane Shealy
  • Nicholas Shealy

View on SEC IAPD

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