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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Coral Gables | FL | 07/2016 | 11/2024 |
| Prudential Insurance Company Of America | Coral Gables | FL | 09/2016 | Present |
| Lpl Enterprise, Llc | Miami | FL | 11/2024 | Present |
1) 03/06/2025- Ryan Leonard LLC- Business Entity For Tax/Investment Purposes Only- This LLC was set up for income tax purposes.- not inv. related- at Miami, FL- start date 01/06/2023- 1hrs/mnth-0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-05-07 |
| S65 | Uniform Investment Adviser Law Examination | 2017-10-13 |
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