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601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-07-25 |
Branch Locations
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Westlake | TX | 06/2014 | 06/2017 |
| Td Ameritrade | Ft. Worth | TX | 06/2017 | 01/2021 |
| Charles Schwab & Co., Inc. | Westlake | TX | 01/2021 | 05/2021 |
| Ally Invest Securities Llc | Charlotte | NC | 05/2021 | Present |
| Ally Invest Advisors | Charlotte | NC | 11/2021 | Present |
Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Specialist - Invest Premier Services. Dually licensed. 07/01/2021. 21-40 hrs/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self-directed or advisory accounts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-28 |
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