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Shane Harrison Simser

Hightower Advisors, LLC

Chicago, IL

Watertown, NY

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-18
NJ RA APPROVED 2017-09-26
  • NY RA
    APPROVED
    Since 2021-03-18
  • NJ RA
    APPROVED
    Since 2017-09-26

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

151 Mullin Street, Watertown, NY 13601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Securities Chicago IL 02/2013 Present
  • 02/2013 → Present
    Hightower Securities
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-16
S63 Uniform Securities Agent State Law Examination 2005-03-22
  • S65 Uniform Investment Adviser Law Examination
    2014-10-16
  • S63 Uniform Securities Agent State Law Examination
    2005-03-22

View on SEC IAPD

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