Lauren Smith Mallon

Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 10/2018
  The Ayco Company, L.P./Mercer Allied
  Latham, NY
• 11/2018 → 04/2021
  Bny Mellon
  New York, NY
• 04/2021 → 09/2025
  Graypoint Llc
  Albany, NY
• 09/2025 → Present
  Cerity Partners
  New York, NY

Previous Registrations

• 2021-08-26 → 2025-10-03
  Graypoint Llc
  Albany, NY

Other Businesses

1) Sunnyview Rehabilitation Hospital Foundation; Not Investment Related; 1270 Belmont Ave Schenectady, NY 12308; Non-profit org helping with rehab for patients with severe medical issues; Board Member; 1/1/2024; 1 hr/mo during trading hours 2 hours outside of trading hours; Attend meetings, events and is a brand ambassador for Sunnyview 2) Siena College; Not Investment Related; 515 Loudon Rd Albany, NY 12211; Non-profit college; Board of Advisors Member; 1/1/2022; ~1-2 hours devoted during securities trading hours; ~1-2 hours devoted outside of securities trading hours; Seek to further the College's mission, welfare and interests by supporting its efforts in the areas of community relations, fund raising, student recruitment and career placement

Exams

• S66 Uniform Combined State Law Examination
  2017-09-20

Designations

• Certified Financial Planner

Other Names

• Lauren Elizabeth Smith