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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-08-29 |
Branch Locations
3201 Enterprise Pkwy Suite 400 [Satellite], Beachwood, OH 44122 • United States
150 West Campbell [Satellite], Arlington Heights, IL 60005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co, Inc | Schaumburg | IL | 08/2015 | 08/2017 |
| Charles Schwab Bank | Schaumburg | IL | 08/2015 | 08/2017 |
| Pnc Investments | Pittsburgh | PA | 08/2017 | 08/2019 |
| Wells Fargo Advisors Financial Network, Llc | Chicago | IL | 08/2019 | Present |
1. J.M. EQUITY ADVISORS LLC, INV RELATED, CHICAGO, IL, 100% OWNERSHIP, START 9/15/2023, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE. 2. NOTARY PUBLIC, NOT INV RELATED, CHICAGO, IL, NOTARY, START 3/16/2020, 2 HOURS PER MONTH, 1 HOUR DURING TRADING, NOTARIZE DOCUMENTS. 3. PRINCETON HARRIMAN INSURANCE SOLUTIONS, INV RELATED, SARASOTA, FL, FINANCIAL ADVISOR, START 12/1/24, 8 HRS PER MONTH, 8 HRS DURING TRADING, INSURANCE PRACTICE;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-21 |
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