William Somers

Current Employers

The Investment Connection Llc

991 Route 22 West Suite 200, Bridgewater, NJ 08807 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2020-01-16
NJ	RA	APPROVED	2015-08-13

PA RA
APPROVED

Since 2020-01-16
NJ RA
APPROVED

Since 2015-08-13

Branch Locations

1001 Route 517, Hackettstown, NJ 07840 • United States

991 Route 22 West Suite 200, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
William Somers Cpa Llc	Hackettstown	NJ	08/2005	Present
The Investment Connection	Bridgewater	NJ	03/2016	Present

08/2005 → Present

William Somers Cpa Llc

Hackettstown, NJ
03/2016 → Present

The Investment Connection

Bridgewater, NJ

Other Businesses

William Somers is the owner and CPA of WILLIAM SOMERS CPA LLC, a located at 1001 Route 517, Hackettstown, NJ 07840. The firm provides tax preparation and related services to individuals and businesses. He has owned the firm (or a predecessor CPA firm) since 1988 and currently spends approximately 160 hours per month working at this business, including 150 hours during securities trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2015-07-07
S65	Uniform Investment Adviser Law Examination	2015-05-11

S63 Uniform Securities Agent State Law Examination

2015-07-07
S65 Uniform Investment Adviser Law Examination

2015-05-11