Frank Joseph Maldonado

Employer firm

Level Four Advisory Services CRD 134086

$6.54B regulatory AUM 98 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 12/2017
  Edward Jones
  St Louis, MO
• 12/2017 → 10/2018
  Lincoln Financial Advisors, Inc
  El Paso, TX
• 10/2018 → 12/2020
  Lpl Financial, Llc
  El Paso, TX
• 10/2018 → Present
  Level Four Advisory Services, Llc
  Dallas, TX
• 01/2021 → Present
  Level Four Financial, Llc
  Dallas, TX

Previous Registrations

• 2017-12-18 → 2018-10-30
  Osaic Fa, Inc.
  El Paso, TX
• 2015-10-21 → 2017-12-19
  Edward Jones
  El Paso, TX
  St Louis, MO
  El Paso, TX
  El Paso, TX

Other Businesses

1. LEVEL FOUR ADVISORY SERVICES, LLC, INVESTMENT RELATED, ADVISORY FIRM, FINANCIAL ADVISOR/WEALTH ADVISOR, START DATE OCT 2018, 100 HOURS PER MONTH/100 DURING TRADING, 12400 COIT ROAD, STE 700 DALLAS TX 75251. 2. LEVEL FOUR INSURANCE, NOT INVESTMENT RELATED, 12400 COIT ROAD, STE 700 DALLAS TX 75251, AGENT, START DATE OCT 2018, 10 HOURS PER MONTH/10 DURING TRADING. 3. NORTHEAST ROCKETS, NON-PROFIT BASKETBALL ORGANIZATION, COLLECT FUNDS FROM PARENTS TO PAY FOR BASKETBALL LEAGUE, GYM RENTAL ETC., BASKETBALL COACH, STARTED 8/22/2022, DEVOTE APPROXIMATELY 24 HOURS PER MONTH TO THIS ACTIVITY WITH 0 DURING MARKET TRADING HOURS. 4. LEVEL FOUR BUSINESS SOLUTIONS, LLC, BUSINESS SOLUTIONS SPECIALIST, BUSINESS CONSULTING, STARTED 6/1/2023, DEVOTE APPROXIMATELY 80 HOURS DURING TRADING HOURS, 12400 COIT ROAD, SUITE 700, DALLAS TX 75251.

Exams

• S66 Uniform Combined State Law Examination
  2015-10-17