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Current Employers
Level Four Advisory Services

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-02
  • TX RA
    APPROVED
    Since 2018-11-02

Branch Locations

810 E. Yandell Dr., El Paso, TX 79902 • United States

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2015 12/2017
Lincoln Financial Advisors, Inc El Paso TX 12/2017 10/2018
Lpl Financial, Llc El Paso TX 10/2018 12/2020
Level Four Advisory Services, Llc Dallas TX 10/2018 Present
Level Four Financial, Llc Dallas TX 01/2021 Present
  • 08/2015 → 12/2017
    St Louis, MO
  • 12/2017 → 10/2018
    Lincoln Financial Advisors, Inc
    El Paso, TX
  • 10/2018 → 12/2020
    Lpl Financial, Llc
    El Paso, TX
  • 10/2018 → Present
    Level Four Advisory Services, Llc
    Dallas, TX
  • 01/2021 → Present
    Level Four Financial, Llc
    Dallas, TX
Previous Registrations
  • 2017-12-18 → 2018-10-30
    Osaic Fa, Inc.
    El Paso, TX
  • 2015-10-21 → 2017-12-19
    El Paso, TX
    St Louis, MO
    El Paso, TX
    El Paso, TX
Other Businesses

1. LEVEL FOUR ADVISORY SERVICES, LLC, INVESTMENT RELATED, ADVISORY FIRM, FINANCIAL ADVISOR/WEALTH ADVISOR, START DATE OCT 2018, 100 HOURS PER MONTH/100 DURING TRADING, 12400 COIT ROAD, STE 700 DALLAS TX 75251. 2. LEVEL FOUR INSURANCE, NOT INVESTMENT RELATED, 12400 COIT ROAD, STE 700 DALLAS TX 75251, AGENT, START DATE OCT 2018, 10 HOURS PER MONTH/10 DURING TRADING. 3. NORTHEAST ROCKETS, NON-PROFIT BASKETBALL ORGANIZATION, COLLECT FUNDS FROM PARENTS TO PAY FOR BASKETBALL LEAGUE, GYM RENTAL ETC., BASKETBALL COACH, STARTED 8/22/2022, DEVOTE APPROXIMATELY 24 HOURS PER MONTH TO THIS ACTIVITY WITH 0 DURING MARKET TRADING HOURS. 4. LEVEL FOUR BUSINESS SOLUTIONS, LLC, BUSINESS SOLUTIONS SPECIALIST, BUSINESS CONSULTING, STARTED 6/1/2023, DEVOTE APPROXIMATELY 80 HOURS DURING TRADING HOURS, 12400 COIT ROAD, SUITE 700, DALLAS TX 75251.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-17
  • S66 Uniform Combined State Law Examination
    2015-10-17

View on SEC IAPD

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