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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-02-15
  • NC RA
    APPROVED
    Since 2024-02-15

Branch Locations

Charlotte, NC • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/2015 06/2020
Equitable Advisors, Llc New York NY 09/2015 02/2024
Empower Financial Services, Inc Greenwood Village CO 02/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 02/2024 Present
  • 09/2015 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 09/2015 → 02/2024
    New York, NY
  • 02/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 02/2024 → Present
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-23
S63 Uniform Securities Agent State Law Examination 2015-10-01
  • S65 Uniform Investment Adviser Law Examination
    2021-11-23
  • S63 Uniform Securities Agent State Law Examination
    2015-10-01

View on SEC IAPD

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