Matthew Thomas Lazaras

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 10/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tacoma, WA
• 08/2015 → 10/2019
  Bank Of America, N.A.
  Tacoma, WA
• 01/2020 → Present
  Financial Advocates Investment Management
  Olympia, WA
• 01/2020 → Present
  Lpl Financial, Llc
  Olympia, WA

Previous Registrations

• 2020-02-10 → 2023-11-17
  Financial Advocates Investment Management
  Olympia, WA
• 2018-11-12 → 2019-08-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Riverside, RI
  Olympia, WA
  Tacoma, WA
  Olympia, WA
  Lacey, WA
  Lacey, WA
  New York, NY
  Lacey, WA
  Bellevue, WA

Other Businesses

1. 1/30/2020 - FINANCIAL ADVOCATES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/25/2021 - Truluma - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 10/18/2021 - 2 Hours Per Month/1 Hour During Securities Trading. 3. 12/08/2023 - Cairn Wealth Advisors - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 11/16/2023 - 160 Hrs/Mo; 100 Hrs During Trading 4. 12/09/2024 - Lazaras, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 12/11/2024 - 1 hour per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2018-11-09
• S63 Uniform Securities Agent State Law Examination
  2015-10-19

Designations

• Certified Financial Planner