Daniel Joseph Giovinazzo

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 03/2020
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 08/2016 → 02/2020
  Sereno Soccer Club
  Phoenix, AZ
• 03/2020 → 10/2020
  Penn Mutual Life Insurance Company
  Horsham, PA
• 03/2020 → 10/2020
  Hornor, Townsend & Kent, Llc.
  Horsham, PA
• 11/2020 → 01/2021
  Royal Alliance
  Bellevue, WA
• 03/2021 → Present
  Fisher Investments
  San Mateo, CA

Previous Registrations

• 2020-11-17 → 2021-02-01
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 2020-07-08 → 2020-11-02
  Hornor, Townsend & Kent, Llc
  Scottsdale, AZ

Exams

• S66 Uniform Combined State Law Examination
  2020-06-03
• S63 Uniform Securities Agent State Law Examination
  2016-09-22

Designations

• Certified Financial Planner

Other Names

• Daniel Giovinazzo