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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-11
NY RA APPROVED 2021-06-25
  • TX RA
    APPROVED
    Since 2022-07-11
  • NY RA
    APPROVED
    Since 2021-06-25

Branch Locations

37-28 Main St, Flushing, NY 11354 • United States

4042 Main St, Flushing, NY 11354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Flushing NY 07/2015 Present
Jpmorgan Chase Bank, N.A. Flushing NY 07/2015 Present
Cuny Queens College Flushing NY 01/2015 08/2017
  • 07/2015 → Present
    Flushing, NY
  • 07/2015 → Present
    Jpmorgan Chase Bank, N.A.
    Flushing, NY
  • 01/2015 → 08/2017
    Cuny Queens College
    Flushing, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-06
S63 Uniform Securities Agent State Law Examination 2015-09-24
  • S66 Uniform Combined State Law Examination
    2021-05-06
  • S63 Uniform Securities Agent State Law Examination
    2015-09-24
Other Names
  • Zhen Y Liu
  • Zhen Y Liu
  • Andy Y Liu
  • Andy Liu
  • Zhen Yu Liu
  • Zhen Yu Liu

View on SEC IAPD

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