Paul C Yang

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Other Businesses

I*127118 For profit or not for profit: For-Profit Organization Name of outside business organization: Instructional Connections Investment related: N Address of business: Dallas, Texas 75222 Nature of business: LLC, Position, title, association: Other, I grade assignments, manage discussion boards, and Start date of relationship: 10/21/2019 Number of hours devoted: 50 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Instructional Connections (IC) is a provider of high quality instructional support services to colleges and universities, which offer online courses and degree programs. My role is an Academic Coach, or Online Teaching Assistant.

Exams

• S66 Uniform Combined State Law Examination
  2014-01-19
• S63 Uniform Securities Agent State Law Examination
  2012-03-01