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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-13 |
| NY | RA | APPROVED | 2021-04-19 |
| CT | RA | APPROVED | 2016-07-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melville | NY | 08/2015 | Present |
| Bank Of America, N.A. | Melville | NY | 03/2016 | Present |
I*109915 For profit or not for profit: For-Profit Organization Name of outside business organization: 8th st winecellar corp Investment related: N Address of business: ny, New York 10011 Nature of business: S-Corp, Position, title, association: General Partner, Start date of relationship: 7/14/2007 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: winebar I*109913 For profit or not for profit: For-Profit Organization Name of outside business organization: youre almost there bibi wine bar Investment related: N Address of business: ny, New York 10009 Nature of business: S-Corp, Position, title, association: Owner, Start date of relationship: 4/19/2014 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: wine bar
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-30 |
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