Michael M. Kowalski

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-07-01
TX	RA	APPROVED	2026-06-25

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Aig Financial Advisors/Sagepoint Financial/Advisor Group	Phoenix	AZ	08/2006	05/2017
Unemployed	Scottsdale	AZ	05/2017	08/2017
The Vanguard Group, Inc.	Scottsdale	AZ	05/2018	05/2019
Bank Of America/Merrill Lynch	Chandler	AZ	08/2017	09/2017
Unemployed	Scottsdale	AZ	09/2017	05/2018
Strategic Staffing Solutions	Phoenix	AZ	07/2019	08/2020
Usaa Financial Advisors Inc	Phoenix	AZ	07/2019	06/2020
Unemployed	Phoenix	AZ	05/2019	07/2019
Usaa Investment Services Company	Phoenix	AZ	06/2020	08/2020
Jpmorgan Chase Bank Na	Scottsdale	AZ	09/2020	Present
Jpmorgan Securities Llc	Scottsdale	AZ	09/2020	Present

08/2006 → 05/2017

Aig Financial Advisors/Sagepoint Financial/Advisor Group

Phoenix, AZ
05/2017 → 08/2017

Unemployed

Scottsdale, AZ
05/2018 → 05/2019

The Vanguard Group, Inc.

Scottsdale, AZ
08/2017 → 09/2017

Bank Of America/Merrill Lynch

Chandler, AZ
09/2017 → 05/2018

Unemployed

Scottsdale, AZ
07/2019 → 08/2020

Strategic Staffing Solutions

Phoenix, AZ
07/2019 → 06/2020

Usaa Financial Advisors Inc

Phoenix, AZ
05/2019 → 07/2019

Unemployed

Phoenix, AZ
06/2020 → 08/2020

Usaa Investment Services Company

Phoenix, AZ
09/2020 → Present

Jpmorgan Chase Bank Na

Scottsdale, AZ
09/2020 → Present

Jpmorgan Securities Llc

Scottsdale, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-06-25
S63	Uniform Securities Agent State Law Examination	2004-11-05

Other Firms