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3947 Clark Road, Sarasota, FL 34233 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-11-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global Financial Private Capital, Llc | Sarasota | FL | 01/2015 | 05/2018 |
| Tiaa | Sarasota | FL | 05/2018 | 11/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Sarasota | FL | 05/2018 | 11/2020 |
| Reality Financial Planning Services, Llc | Sarasota | FL | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-06-21 |
| S65 | Uniform Investment Adviser Law Examination | 2015-09-01 |
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