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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-02-25
  • MD RA
    APPROVED
    Since 2021-02-25

Branch Locations

11 N. Washington Street Suite 350, Rockville, MD 20850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Rockville MD 04/2016 Present
Capital Wealth Management Group Rockville MD 08/2015 Present
  • 04/2016 → Present
    Raymond James Financial Services, Inc.
    Rockville, MD
  • 08/2015 → Present
    Capital Wealth Management Group
    Rockville, MD
Other Businesses

(1)Name of Business: Capital Wealth Management Group Address: 11 N Washington St Ste 350, Rockville, MD, 20850, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 08/17/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is the company (Capital Wealth Management Group) where Tiffany Violante deposits commissions and pays RJ related expenses and commissions from. Name not used with clients. Just internal..

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-09
  • S66 Uniform Combined State Law Examination
    2021-02-09

View on SEC IAPD

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