John James Bottega

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 07/2021
  Waddell & Reed, Inc
  Raleigh, NC
• 09/2015 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Holly Springs, NC
• 02/2018 → 07/2021
  Syracuse University Raleigh Alumni Association
  Syracuse, NY
• 10/2018 → 07/2021
  Bni
  Cary, NC
• 12/2019 → 07/2021
  Thorough Financial Group Llc
  Cary, NC
• 07/2021 → Present
  Lpl Financial Llc
  Raleigh, NC

Previous Registrations

• 2016-01-28 → 2021-07-21
  Waddell & Reed
  Raleigh, NC
  Charlotte, NC
  Charleroi, PA
  Raleigh, NC

Other Businesses

1. 08/04/2021 - Thorough Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 3/15/2020 - 0 Hrs/Mth - 0 Hrs During Trading. 2. 07/20/2023 - Associates of Clifton Park, Cason Group &/or Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 07/24/2023 - 6 Hours Per Month/ 6 Hours During Trading 3) 07/15/2025 - Bottega Wealth Management - Investment Related -DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date :07/21/2025 - 160 Hrs/Mth - 32 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2016-01-28