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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-31
NC RA APPROVED 2022-07-29
  • TX RA
    APPROVED_RES
    Since 2022-07-31
  • NC RA
    APPROVED
    Since 2022-07-29

Branch Locations

6540 Fairview Rd, Charlotte, NC 28210 • United States

909 N Wendover Rd, Charlotte, NC 28211 • United States

500 Providence Rd, Charlotte, NC 28207-1602 • United States

5618 Albemarle Rd Ste 100, Charlotte, NC 28212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Wealth Management/Ubs Financial Services, Inc Charlotte NC 08/2015 07/2022
Ubs Financial Services Inc Charlotte NC 08/2015 07/2022
J.P. Morgan Securities Llc Chatlotte NC 07/2022 Present
Jpmorgan Chase Bank, N.A. Charlotte NC 07/2022 Present
  • 08/2015 → 07/2022
    Ubs Wealth Management/Ubs Financial Services, Inc
    Charlotte, NC
  • 08/2015 → 07/2022
    Charlotte, NC
  • 07/2022 → Present
    Chatlotte, NC
  • 07/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-28
  • S66 Uniform Combined State Law Examination
    2015-10-28
Designations
Other Names
  • Greg Edward Dutton
  • Greg E Dutton
  • Greg Dutton
  • Gregory Dutton
  • Gregory E Dutton
  • Gregory Edward Dutton

View on SEC IAPD

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