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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-31 |
| NC | RA | APPROVED | 2022-07-29 |
Branch Locations
6540 Fairview Rd, Charlotte, NC 28210 • United States
909 N Wendover Rd, Charlotte, NC 28211 • United States
500 Providence Rd, Charlotte, NC 28207-1602 • United States
5618 Albemarle Rd Ste 100, Charlotte, NC 28212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Wealth Management/Ubs Financial Services, Inc | Charlotte | NC | 08/2015 | 07/2022 |
| Ubs Financial Services Inc | Charlotte | NC | 08/2015 | 07/2022 |
| J.P. Morgan Securities Llc | Chatlotte | NC | 07/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Charlotte | NC | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-28 |
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