Stephen C Hugel

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2018 → Present
  Ubs Financial Services Inc.
  Boston, MA
• 07/2015 → 03/2018
  John Hancock
  Boston, MA

Other Businesses

1. Rose Fitzgerald Kennedy Greenway Conservancy, Inc, The role of the conservancy is to manage all aspects of the Rose Kennedy Greenway which includes, horitculture, Programming, public art, maintenance, and capital improvements, Advisor or advisory group member if advice given may influence an officer/board, My role in the Conservancy is to be an advisor to the Conservancy's Investment Committee members. In my role I have no voting authority or decision making authorities, our job is to help advise the Investment Committee members on certain aspects. They are ultimately the ones who make the decisions and move forward (or not) with the matter at hand. There are 2 advisory members, myself being one and another gentleman. The Investment Committee includes 3 members, start date-2/3/2022, Boston, 02111 MAUnited States

Exams

• S66 Uniform Combined State Law Examination
  2018-05-24

Other Names

• Stephen Hugel