Marla Kim Petti

Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 12/2020
  Hw Financial Advisors
  Beachwood, OH
• 06/2016 → 12/2020
  Commonwealth Financial Network
  Waltham, MA
• 01/2021 → Present
  Mai Capital Management, Llc
  Cleveland, OH

Previous Registrations

• 2016-06-09 → 2021-01-07
  Commonwealth Financial Network
  Mentor, OH
  Westerville, OH
  Cleveland, OH
  Cleveland, OH
• 2016-06-29 → 2020-01-02
  Hw Financial Advisors
  Cleveland, OH
• 2016-03-21 → 2016-12-09
  Cornerstone Family Office, Llc
  Mayfield Heights, OH

Other Businesses

1. Finance Advisory Committee, City of Beachwood; Located at 25325 Fairmount Blvd, Beachwood, OH 44122, as of 8/22/2019; 0% time spent during business hours; Not conducted at branch location; Not investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-07-08
• S65 Uniform Investment Adviser Law Examination
  2009-01-24

Designations

• Certified Financial Planner
• Personal Financial Specialist

Other Names

• Marla Kim Butler